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Heartland Financial Resource Group
Heartland Financial Resource Group
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      • Ryan Swalwell, CPA, RICP, AIF
      • Joel North, CFP®, RICP®, AIF®
      • Sarah Lawyer
      • Jenna Geist
      • Barbara Arment
      • Gracie O'Donnell
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Heartland Financial Resource Group

Principal Securities Form CRS Customer Relationship Summary

Ryan Swalwell is licensed in AZ, CA (CA Insurance Lic #0M24537), CO, DC, DE, FL, GA, IA, IL, IN, KS, MI, MN, MO, MS, MT, NC, ND, NE, NV, OH, OK, SD, TN, TX, UT, VA, WA and WI to offer insurance products, life insurance (including variable life), annuities (including variable annuities), and is registered to offer securities and advisory services through Principal Securities, Inc. In AR, AZ, CA, CO, DE, FL, GA, IA, ID, IL, IN, KS, KY, MD, MI, MN, MO, MS, NC, ND, NE, NV, NY, OH, OK, OR, SD, TN, TX, UT, VA, WA and WI.

Joel North is licensed in AZ, FL, IA, MN, MO, NC, NE, NM, OH, OR, PA, SC, SD, TN and WI to offer insurance products, life insurance (including variable life), annuities (including variable annuities), and is registered to offer securities and advisory services through Principal Securities, Inc. In AZ, FL, IA, KS, MN, MO, NE, NM, OH, OK, OR, SC, TX, WA and WI.

Sarah Lawyer is licensed in AZ, CO, IA, IL, KS, MN, MO and NM to offer insurance products, life insurance (including variable life), annuities (including variable annuities), and is registered to offer securities and advisory services through Principal Securities, Inc. In AZ, CO, IA, IL, KS, MI, MN, MO and NM.

​CPA does not provide tax or accounting services on behalf of the companies of the Principal Financial Group®.

​Certified Financial Planner Board of Standards Center for Financial Planning, Inc. owns and licenses the certification marks CFP®, CERTIFIED FINANCIAL PLANNER®, and CFP® (with plaque design) in the United States to Certified Financial Planner Board of Standards, Inc., which authorizes individuals who successfully complete the organization's initial and ongoing certification requirements to use the certification marks.

AIF® (Accredited Investment Fiduciary®) is an educational designation only, obtained by the holder by completing the requisite coursework. The AIF Designation does not mean the holder is acting in a fiduciary capacity.

This site is not a solicitation of interest in any of these products in any other state.

IMPORTANT CONSUMER INFORMATION: Representatives of HFRG may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state's registration requirements.  Follow-up, individualized responses to consumers in a particular state by representatives of HFRG that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized invest advice for compensation, as the case may be, shall not be made without first complying with the state's requirements, or pursuant to an applicable state exemption or exclusion.  For information concerning the licensure status or disciplinary history of a broker-dealer, investment adviser, BD agent, or IA representative or any financial institution they represents, contact your state securities law administrator.

Insurance products issued by Principal National Life Insurance Company (except in NY), Principal Life Insurance Company® and the companies available through the Preferred Product Network, Inc.  Securities and advisory products offered through Principal Securities, Inc., Member SIPC.  Referenced companies are members of the Principal Financial Group®, Des Moines, IA 50392.  Ryan Swalwell, Joel North and Sarah Lawyer, Principal National and Principal Life Financial Representatives, Principal Securities Registered Representatives, Financial Advisors. Heartland Financial Resource Group is not an affiliate of any company of the Principal Financial Group®

Principal Life maintains certificates of authority to transact insurance in all 50 states.  Principal Life NAIC identification number is 61271.  Principal National NAIC identification number is 71161.

 

 
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Check the background of this financial professional on FINRA's BrokerCheck
Check the background of this financial professional on FINRA's BrokerCheck